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Compliance Analyst III - AML Data and Technology
Stifel - Saint Louis, MO
The Compliance Analyst – AML Technology is responsible for the implementation and maintenance of Stifel's anti-money laundering (AML) technology. The Analyst serves as a subject matter expert (SME) with respect to the source data, features, and configuration of the firm's core money laundering surveillance system (NICE Actimize) and works with internal and external stakeholders to implement ...
Operations Associate - Equity Settlements
Stifel - Saint Louis, MO
The Operations Associate is responsible for aiding in driving departmental results for the Operations - Instiutional and Broker Cashiering department. This position requires the ability to gain a sound understanding of department subject matter. This position will require collaboration among team members to execute on departmental objectives under direct supervision while following est...
Compliance Analyst I - Supervisory Control Policies and Procedures
Stifel - Saint Louis, MO
The Compliance Analyst I is responsible for testing policies and procedures for multiple broker-dealer affiliates focusing on (FINRA rule 3120) Supervisory Control Testing. The Compliance Analyst I will enforce the system of supervisory control policies and procedures, test and verify compliance with securities laws and regulation, and create additional or amend supervisory procedures when i...
Operations Associate - Cost Basis
Stifel - Saint Louis, MO
The Operations Associate is responsible for aiding in driving departmental results. This position will require collaboration among team members to execute on departmental objectives under direct supervision while following established procedures. What We're Looking For Accurately perform job duties as provided by leadership while adhering to departm...
Manager of Project Management Office
Stifel - Saint Louis, MO
The Manager of the Project Management Office (PMO) will be responsible for leading and managing the organization's infrastructure project management function. This role will ensure effective project delivery, streamline processes, and enhance project management capabilities. You will work closely with cross-functional teams, senior management, and external stakeholders to drive project succe...
Registered Client Service Associate
Stifel - Frontenac, MO
Under immediate supervision, Client Services Associate (Registered) assists one or more Financial Advisor(s) (FA(s)) with the opening and maintenance of client accounts and records, performs a wide variety of administrative support duties, including but not limited to, word processing, preparing mailings, filing, answering the phone, obtaining approvals for FA(s) communications and advertise...
Operations Associate - Money Funds
Stifel - Saint Louis, MO
The Operations Associate is responsible for aiding in driving departmental results for the Operations-Money Funds department. This position requires the ability to gain a sound understanding of department subject matter including bookeeping, check ordering, and debit card servicing. This position will require collaboration among team members to execute on departmental objectives under direct...
Operational Risk Manager
Stifel - Saint Louis, MO
The Operational Risk Manager supports the Enterprise Risk Management (ERM) Managing Director in the day to day management of Operational Risk and the development of sound operational risk management practices. Their duties include key risk management activities such as: Operational Risk Event reporting and error resolution, Risk and Control Assessments, Business/project risk assessments, Key...
Document Control Specialist
Stifel - Saint Louis, MO
The Document Control Specialist will assist the New Accounts and Document Control Manager with creating, modifying, storing, organizing, and maintaining client-facing documents as well as assist department leaders in developing and documenting internal procedures. What We're Looking For Assist New Accounts and Document Control Manager with client-facing d...
Operations Associate - IRA & Qualified Plans
Stifel - Saint Louis, MO
The Operations Associate is responsible for aiding in driving departmental results for the Operations IRA & Qualified Plans department. This position requires the ability to gain a sound understanding of department subject matter including assisting in performing a variety of entries, done manually or by way of Stifel's eQuest system. Quality control is done through multiple queries, documen...
Assistant Risk Trader
Stifel - Saint Louis, MO
The Assistant Risk Trader works closely with the Risk Trader and Head Trader by supporting and promoting trading services. What We're Looking For Responsibile for aiding the Head Traders and Risk Traders in their work to provide trading services. Will not be allowed to risk capital for the firm or to determine which securities can be offered for ...
Field Development Associate
Stifel - Saint Louis, MO
The Field Development Associate will provide administrative and logistical support to the Field Development team, assisting in the coordination and tracking of training programs for new Financial Advisor Trainees. This role will be responsible for maintaining program records, scheduling training sessions, and supporting the development of training materials. The associate will interact with ...
IB Associate - Real Estate
Stifel - Saint Louis, MO
At Stifel, Associates are primarily responsible for acting as the keystone of all project teams, serving as a project manager taking guidance from senior bankers and managing and mentoring Analysts. Associates work on small, client-focused teams within the Corporate Finance and M&A disciplines. We offer a unique environment which combines a highly entrepreneurial platform focused on emerging...
Advisory Trading Analyst
Stifel - Saint Louis, MO
The Advisory Trading Analyst is responsible for trading discretionary accounts within Stifel's internal advisory programs. The Analyst is responsible for transactions associated with portfolio changes, model maintenance, periodic rebalancing, and monitoring accounts to ensure that model portfolios are being maintained. The Analyst will collaborate with other Stifel departments to ensure comp...
Scrum Master
Stifel - Saint Louis, MO
The Scrum Master supports agile team(s) in delivery of complex solutions that deliver business value. This position will partner with the product owner to support product backlog definition / refinement / prioritization to feed sprints. Proactively eliminate barriers, coach team members on best practices and run scrum ceremonies. What We're Looking For Te...
